- Elizabeth Larson
EXCLUSIVE: Sheriff under investigation for allegedly lying about 2008 shooting incident
LAKE COUNTY, Calif. – A Lake County News investigation has revealed that the issue at the heart of a dispute between the sheriff and district attorney, resulting in the sheriff’s request for outside legal counsel, is based on allegations that the sheriff lied during a 2008 investigation into a shooting in which he was involved while a deputy.
Sheriff Frank Rivero is the subject of a District Attorney’s Office inquiry into the incident, in which he is alleged to have shot at a man holding a can of pepper spray during his time as a deputy sheriff. The man was not injured.
Documents Lake County News received Wednesday as the result of a California Public Records Act for emails between Rivero and members of the Board of Supervisors indicate District Attorney Don Anderson is conducting an evaluation of the shooting based on Brady v. Maryland.
That 1963 U.S. Supreme Court decision requires prosecutors to disclose to defendants exculpatory evidence, including issues about an officer’s truthfulness and credibility.
The impetus for the inquiry appears not to be the shooting itself but the conflicting stories Rivero allegedly gave investigating officers following the incident at a Cobb home on Feb. 19, 2008.
Asked for a response in regard to the release of his emails, Rivero told Lake County News in an email message on Wednesday, "I categorically deny any allegation or inference of being untruthful during the investigation of my officer involved shooting of February 19, 2008. The Sheriff and the DA in office at the time thoroughly investigated the shooting and found no impropriety and concluded that I acted properly."
Rivero in February requested the Board of Supervisors hire him outside legal counsel to respond to the inquiry, adding that he wanted to ensure Anderson didn’t overstep his legal bounds. The board denied that request March 6, after discussing it in three separate meetings.
If Rivero is found to have lied to investigators in the 2008 shooting investigation, he could receive a “Brady letter,” which would identify him as an officer whose reliability as a witness in court cases has been compromised.
Rivero and attorney Matthew Pavone – who the Peace Officers Research Association of California, or PORAC, retained to represent the sheriff – both have raised the concern that Rivero’s ability to perform his duties would be affected if the District Attorney’s Office took action to place him on a “Brady list” of officers with compromised credibility.
For many officers, being placed on a Brady list can spell the end of their careers.
That’s because Brady v. Maryland requires that prosecutors divulge to defendants in criminal cases all evidence that could aid them in defending themselves, including information about the reliability of officers who are witnesses in their cases.
Anderson told Lake County News in a Wednesday interview that any time a peace officer’s credibility comes into play because of past testimony or material representations in any investigation, his office is required by law to disclose it to defendants. Otherwise, he and his staff could face sanctions from the state bar association.
“I believe in full disclosure to defendants,” he said.
He said the decision on whether to give officers Brady letters is up to him or his designee.
The documents released to Lake County News indicated Anderson had set up a panel of three representatives from the district attorneys’ offices of neighboring counties to hear the matter. He said it’s not a made up process, as Rivero has alleged, but is done around the state all the time.
During discussions by the Board of Supervisors regarding Rivero’s request for outside legal counsel, some board members indicated they understood the panel had been dropped, but Anderson said the panel was merely changed from one composed of out-of-county representatives to one formed with members of Anderson’s own staff.
The panel doesn’t interview the officer, only reviews documents from the investigation, said Anderson. However, the officer in question can make an argument to the panel against the action before a final determination is made.
In the issue with Rivero, Anderson – who could say little directly about the case due to confidentiality – said, “The investigation is resolved,” and a decision is pending a response from Rivero.
Anderson said he had agreed to hold off on taking any action until the matter with Rivero’s request to the board for legal counsel was resolved.
Rivero’s Brady inquiry is anticipated to have a direct impact on a pending case, People v. Carrillo, according to a Dec. 13 letter Anderson sent to Pavone.
In that case, Nicolas Carrillo of Santa Rosa is accused of being a member of the Hells Angels and is alleged to have taken part, along with three other alleged Hells Angels, in a June 2011 fight with rival Vagos motorcycle gang members at Konocti Vista Casino in Lakeport.
Carrillo’s attorney, Michael Clough, succeeded in having Judge Andrew Blum open Rivero’s personnel records in October to see if there were any potential bias issues against the Hells Angels. Blum reviewed Rivero’s records and those of Sgt. John Gregore and found no issues, as Lake County News has reported.
Clough had argued there were unusual circumstances in the case, namely, that a deputy had investigated and closed the matter before Rivero had it reopened, going to the casino personally to collect the surveillance tapes.
Because of Rivero’s involvement in that case, it is likely any Brady issue would need to be disclosed to Carrillo’s attorney.
But Anderson said disclosure is not necessary until a matter is set for trial. Carrillo’s case was only recently set for preliminary hearing.
Documents explain legal issues
According to a 2010 District Attorney’s Office investigation of the 2008 shooting, “Deputy Rivero tells Sergeant Gary Hall, who is the first to talk to him, that the male subject was holding a lighter in one hand and a can of 'pepper spray' in the other. Later, Deputy Rivero tells Detective Paulich that he could not see the object in the male subject’s hand and that is why Deputy Rivero did not know what the male subject was grabbing and pointing at Deputy Rivero.”
That report also stated that the suspect’s former girlfriend, who had called the sheriff’s office, first told investigators that she heard Rivero tell the suspect to “drop the pepper spray.”
That matched the version of events given by the other deputy on scene at the time, then-Deputy Michael Sobieraj – who has since left the department – who told investigators that he heard Rivero order the suspect to “drop the pepper spray, drop the pepper spray.”
“That would indicate that Deputy Rivero knew the male subject had pepper spray and had discarded it,” the District Attorney’s Office report stated.
That report concluded, “Since it is difficult to say beyond a reasonable doubt what exactly Deputy Rivero believed occurred, there would not be support for criminal charges of knowingly making a false report to law enforcement.”
The 2010 District Attorney’s Office report can be seen here: http://bit.ly/ztj3bM .
In his Dec. 13 letter to Pavone, Anderson explained that he intended to impanel a Brady review committee to review the case documents, hear comments from Rivero or another relevant witness, and Pavone’s arguments.
In that same letter, Anderson – who during the 2010 campaign had shared a campaign manager with Rivero, Olga Martin Steele – told Pavone that there were no conflicts requiring his office to recuse itself, and that any animosity resulted from Rivero’s “conduct while acting in his capacity as Sheriff.”
Anderson added that Rivero “has come under investigation by this office regarding his conduct; but, no more or less than any other person would in similar situations.”
Anderson assured Pavone that his office did not take Rivero’s matter or any Brady action lightly. “We understand the significance of a peace officer being placed on a Brady list or determined to have Brady issues,” Anderson said. “We are taking this action only after careful review and after consulting several elected District Attorneys and Brady experts.”
In another letter to Pavone, dated Jan. 20, Anderson maintained that the decision on whether or not to place on officer on a Brady list rests with his office, not a judge, and he explained the makeup of the proposed panel.
Seeking outside legal counsel
The issue of Rivero’s push for outside legal counsel appears to have arisen when, last Dec. 19, County Counsel Anita Grant sent Rivero and Pavone an email about her concerns regarding a possible conflict of interest for her office.
“I’ve reviewed the issue of whether and under what circumstances my office could participate in your representation before a Brady panel to be devised by the DA and before which the DA intends to present the information relating to the issuance of a Brady letter as a result of a second investigation of a shooting incident which occurred when Sheriff Rivero was a deputy sheriff,” she wrote.
Grant goes on to point out, “I have determined that I have a conflict; however, it would be possible to create an ethical wall of separation and assign other counsel in my office if necessary. For reasons stated here, I do not believe that such representation is warranted.”
She noted that she learned that day from Pavone that he had been retained through PORAC to represent Rivero, and she questioned whether Rivero needed any additional representation by her office.
“When a deputy sheriff in Lake County faces adverse action, PORAC generally provides its members with defense counsel,” Grant wrote. “That has occurred here. Given that Sheriff Rivero is already ably represented by Mr. Pavone, it is unnecessary to have Sheriff Rivero also represented by this office. That is not something that has ever been done for a deputy sheriff facing similar adverse action in this county. For purposes of this particular issue, I must consider Deputy Rivero, rather than Sheriff Rivero.”
She said that while she saw no need for her office to provide Rivero with representation, “Mr. Pavone has raised some other issues which my office will be reviewing.” What those issues are was not specified in the documents.
The following day, Pavone responded by telling Grant, “I am disappointed by your decision not to involve your Office in opposing the District Attorney's effort to subject Sheriff Rivero to an ad hoc Brady disclosure process.”
He continued, “If I understand your e-mail correctly, at least one basis for your decision is that Sheriff Rivero is being evaluated for conduct while he was a deputy and not as the Sheriff. While that is true, an adverse decision against Sheriff Rivero will affect his ability to perform his duties as Sheriff which, if I understood you correctly in our telephone conversation yesterday, would be a valid basis for your Office to get involved.”
Pavone also warned Grant of potential liability to the county, and a possible lawsuit with an award of “punitive damages.”
“Additionally, you also have the interests of the County to consider,” Pavone wrote. “To the extent District Attorney Anderson subjects Sheriff Rivero to an unpublished, untested, and largely undefined procedure that is not consistent with his Office's own written Internal Policy, I believe he will be violating Sheriff Rivero's due process rights. Such wrongful conduct, particularly if the District Attorney proceeds as planned after being put on notice of my due process objections, will expose the County to needless litigation and the prospect of a punitive damages award. Certainly the County has an interest in avoiding that outcome.”
Later that day, Rivero emailed Pavone, telling him, “In short, county counsel admits that they have a conflict, and an obligation to defend me, yet they are now abandoning me. I appreciate you holding her feet to the fire and keeping the pressure on.”
Pavone responded that day to Rivero, accusing Grant of a “cop-out,” and stating that he understood from a phone conversation with her that “she certainly left me with the impression that she was going to have the County play some role in opposing Anderson, either by assigning somebody within her office (she did say that she was probably personally conflicted) or by asking the Board to allow an outside firm to be brought in. Accordingly, her e-mail came as quite a surprise.”
With the matter still not settled, Rivero appears to have reached out to individual board members to get support.
In a Jan. 4 email to Supervisor Denise Rushing, which he copied to Supervisor Anthony Farrington, Rivero – using his private email address, which he commonly does for all correspondence, even those involving county business – forwarded a string of email correspondence between his attorney and county officials.
He alleged that Anderson “has concocted an unprecedented mechanism devised to railroad me while appearing to keep his hands clean. This should be viewed for what it is; a gross violation of my due process and equal protection rights, as well as my rights and protections as an employee of the County of Lake.”
The mechanism to which Rivero is referring is the panel that Anderson had planned to assemble to make the final decision on whether Rivero would be placed on the District Attorney’s Office Brady list.
That panel and a proposed hearing later would be discussed in less direct terms in the Board of Supervisors meetings during which Rivero was requesting outside counsel.
The entire issue led Grant to send a confidential memorandum to Rivero and Anderson dated Jan. 11 – several weeks ahead of the first board discussion on Rivero’s legal counsel request – with the subject listed as “Brady Determination.”
“The Board of Supervisors is aware of continuing animosity between you. Obviously, the interests of the County of Lake are ill-served by such animosity. This correspondence is intended to express particular concern in regard to the decision-making process to resolve possible Brady v. Maryland disclosure issues relating to Sheriff Rivero,” she said.
She noted that Anderson “has a particular matter under review for purposes of determining whether Brady v. Maryland requires certain disclosures to defense counsel in a criminal matter,” but that Rivero was challenging Anderson’s ability to make a fair determination “because the Sheriff believes the District Attorney’s Office has exhibited bias against him and that the revisited investigation by the District Attorney’s Office giving rise to the Brady considerations is a contrivance to disguise that bias.”
In turn, she said Anderson attempted to address Rivero’s claims of bias by creating a panel to hear the matter.
“The County is well aware that it is undoubtedly within the authority and purview of the District Attorney to make determinations as to Brady disclosures. It is the obligation of the District Attorney to do so,” Grant said.
“However, in this particular case, the County of Lake has serious concerns, given the continuing struggles between the two of you, that any determination as to this matter which is made by the District Attorney or through him in the form of a panel will ultimately fail to resolve it and the interests of the County will be jeopardized by prolonged and needless litigation,” she continued.
Grant concluded, “The County therefore strenuously requests that this issue be presented to the courts for a judicial determination. Such a process would preclude a further claim of bias, would ensure due process protections, and would resolve the matter.”
How the documents were obtained
Over the past month, Rivero has appeared before the Board of Supervisors three times, asking that an outside attorney be hired to represent him in the matter with Anderson’s office, and stating he would not appear before the panel, which he called a “star chamber.”
At its meeting on Tuesday, March 6, the board voted 4-1 – with Rushing voting no – to deny Rivero’s request that outside counsel be hired to represent him at that time.
That followed board action on Feb. 21 – at Farrington’s suggestion – to direct county counsel to analyze erecting an “ethical wall” in her office to represent Rivero if necessary, a suggestion she had made to Pavone in her Dec. 19 email.
The consideration of such an ethical wall was aided by Anderson’s willingness to waive the county counsel’s conflict. Later that day, however, the board was informed that Rivero would not waive the conflict and wanted the matter brought back before the board for reconsideration.
During the board’s March 6 discussion, Farrington referenced a series of emails he had received from Rivero that led him to believe the sheriff would be willing to accept county counsel’s representation, thus Farrington’s effort at the Feb. 21 meeting to work out the compromise that Rivero rejected.
Following the board’s March 6 vote, Lake County News submitted its Public Records Act request to Grant and County Administrative Officer Kelly Cox, seeking “copies of all e-mails between all members of the Board of Supervisors and Sheriff Rivero regarding his request for legal counsel. Those e-mails were referenced in the discussion this morning.”
Lake County News’ Public Records Act request was the topic of a special closed session discussion at the Board of Supervisors’ meeting this past Tuesday, March 13, during which the board considered whether to release the documents.
Grant explained to Lake County News afterward that when such materials are sent to individual board members through the county email system they become the property of the county of Lake.
Because the documents were county property, it required the full board to waive certain privileges involved with receiving such information, she said.
Following its closed session discussion, the board emerged, with Supervisor Jeff Smith moving to waive any exemptions from disclosure under the Public Records Act and disclose copies of all emails between all board members and Rivero regarding his request for legal counsel to the extent not otherwise precluded by law.
The board approved Smith’s motion 5-0, and Grant provided the emails to Lake County News Wednesday afternoon.
The materials Grant provided included Anderson’s Dec. 13 and Jan. 20 letters to Pavone and Grant’s Jan. 11 memorandum to Anderson and Rivero. Those letters and the memo had been attached to the emails Rivero forwarded to Rushing and Farrington.
Below are the emails, presented in chronological order. The attachments referenced in the mails – the letters from Anderson and Grant – can be seen at the end of the story.
Monday, December 19, 2011; 6:56 p.m.
From: Anita Grant
Sent: Monday, December 19, 2011 6:56 PM
To: Francisco Rivero; Matthew Pavone
Subject: Brady panel
Dear Sheriff Rivero and Mr. Pavone:
I’ve reviewed the issue of whether and under what circumstances my office could participate in your representation before a Brady panel to be devised by the DA and before which the DA intends to present the information relating to the issuance of a Brady letter as a result of a second investigation of a shooting incident which occurred when Sheriff Rivero was a deputy sheriff.
I have determined that I have a conflict; however, it would be possible to create an ethical wall of separation and assign other counsel in my office if necessary. For reasons stated here, I do not believe that such representation is warranted.
To my knowledge, this panel process would be a new procedure in the DA’s office and there exists no written policy or practice surrounding it. Although it is difficult to construe it as an administrative proceeding based upon the information I have, I would nonetheless view it as such for purposes of peace officer representation given the potentially adverse consequences.
I learned from Mr. Pavone today that he has been retained through PORAC to represent Sheriff Rivero. When a deputy sheriff in Lake County faces adverse action, PORAC generally provides its members with defense counsel. That has occurred here. Given that Sheriff Rivero is already ably represented by Mr. Pavone, it is unnecessary to have Sheriff Rivero also represented by this office. That is not something that has ever been done for a deputy sheriff facing similar adverse action in this county. For purposes of this particular issue, I must consider Deputy Rivero, rather than Sheriff Rivero.
Although I see no need for my office to provide additional representation for Sheriff Rivero, Mr. Pavone has raised some other issues which my office will be reviewing.
Thank you and I hope you both understand that this determination is based solely upon my view of the parameters of my office.
Anita Grant
Tuesday, December 20, 2011; 11:26 a.m.
From: Matt Pavone
To: Anita Grant
Ms. Grant:
I am disappointed by your decision not to involve your Office in opposing the District Attorney's effort to subject Sheriff Rivero to an ad hoc Brady disclosure process. If I understand your e-mail correctly, at least one basis for your decision is that Sheriff Rivero is being evaluated for conduct while he was a deputy and not as the Sheriff. While that is true, an adverse decision against Sheriff Rivero will affect his ability to perform his duties as Sheriff which, if I understood you correctly in our telephone conversation yesterday, would be a valid basis for your Office to get involved.
Also, as you noted in our telephone conversation, there is a concern about the precedential effect of the District Attorney using a make-shift procedure to conduct the Brady evaluation here for future Brady determinations that may well involve deputy sheriffs. For that additional reason, I believe it is important for the County Counsel (or approved outside counsel) to be formally involved in this discussion.
Additionally, you also have the interests of the County to consider. To the extent District Attorney Anderson subjects Sheriff Rivero to an unpublished, untested, and largely undefined procedure that is not consistent with his Office's own written Internal Policy, I believe he will be violating Sheriff Rivero's due process rights. Such wrongful conduct, particularly if the District Attorney proceeds as planned after being put on notice of my due process objections, will expose the County to needless litigation and the prospect of a punitive damages award. Certainly the County has an interest in avoiding that outcome.
Attached is a copy of a letter I sent out today to Mr. Anderson. I ask that you review the letter and reconsider your decision to abstain from involving the County Counsel's Office in this matter.
Finally, your e-mail references "some other issues which my office will be reviewing." I would appreciate it if you would write to me with the specific issues you are referring to and your estimated time line for completing your review(s).
Sincerely,
Matthew B. Pavone
Tuesday, December 20, 2011; 11:47 a.m.
From: Francisco Rivero
Sent: Tuesday, December 20, 2011 11:47 AM
To: Matthew Pavone
Subject: Re: Brady panel
Matt,
You read my mind after reading Anita Grant's e-mail last night. I've been in a command staff meeting since early this morning and was planning on calling you to express my concern and disappointment. In short, county counsel admits that they have a conflict, and an obligation to defend me, yet they are now abandoning me. I appreciate you holding her feet to the fire and keeping the pressure on.
Frank
Tuesday, December 20, 2011; 3:57 p.m.
From: Matthew Pavone
Date: December 20, 2011 3:57:12 PM PST
To: Francisco Rivero
Cc: Karen Karner
Subject: RE: Brady panel
Yeah, a total cop-out (pardon the pun) by Ms. Grant. While she did not commit to anything in our phone conversation, she certainly left me with the impression that she was going to have the County play some role in opposing Anderson, either by assigning somebody within her office (she did say that she was probably personally conflicted) or by asking the Board to allow an outside firm to be brought in. Accordingly, her e-mail came as quite a surprise.
We'll see how she reacts to my e-mail.
The letter to Anderson went out earlier today. You will get your copy by mail. It is essentially the same as the draft I sent to you.
Matt
Wednesday, January 4, 2012; 9:20 p.m.
From: Francisco Rivero
Sent: Wednesday, January 04, 2012 9:20 PM
To: Denise Rushing
Cc: Anthony Farrington
Subject: Fwd: Brady panel
Denise,
Thanks for taking the time to speak to me this afternoon. As promised, I sent you the last correspondence between Mr. Pavone and DA Anderson in a previous e-mail. In order to inform you of the role County Counsel has admitted she has and now disavows in this matter, I am forwarding this string of e-mails beginning with Anita Grant's e-mail of December 19, wherein she tells Mr. Pavone and me that her Office will not be representing me, nor, by inference, the Sheriff's Office and the County. This after she writes in that same e-mail, "To my knowledge, this panel process would be a new procedure in the DA’s office and there exists no written policy or practice surrounding it." Translated into plain English, DA Anderson has concocted an unprecedented mechanism devised to railroad me while appearing to keep his hands clean. This should be viewed for what it is; a gross violation of my due process and equal protection rights, as well as my rights and protections as an employee of the County of Lake. You should also know that Anita has not responded to Mr. Pavone's reply e-mail of December 20th, wherein he puts her on notice of the County's exposure in this matter.
Frank
Friday, January 20, 2012; 8:58 p.m.
From: Francisco Rivero
Sent: Friday, January 20, 2012 8:58 PM
To: Anita Grant
Cc: Matthew Pavone; Kelly Cox
Subject: Re: memorandum to Sheriff Rivero
Anita,
Would you please clarify why it is "now" your understanding that " The Brady panel devised by District Attorney Don Anderson will not act as an evidentiary hearing board." Also, if it is now, "solely," a, "review panel," what exactly does that mean and what exactly is its function? For instance: What are they entrusted to review and under what authority? To whom are they presenting their findings and for what purpose? What statue or case law entitles them access to law enforcement personnel files and/or internal affairs investigative files, which are privileged, confidential and protected under 832.7 PC, 3300 GC and County policy. (I cannot overemphasize that I have not, nor do I plan to wave any of these right.)
These are just some of the questions triggered by your memorandum which has left me agape with wonder and concern.
Frank
Monday, January 23, 2012, 5:03 p.m.
From: Matthew Pavone
Date: January 23, 2012 5:03:00 PM PST
To: Francisco Rivero, Anita Grant
Cc: Kelly Cox;, Karen Karner
Subject: RE: Memorandum to Sheriff Rivero
Anita,
Thank you for your most recent Memorandum. However, I have to echo Sheriff Rivero's questions (see below) about the basis for your conclusion that the proceeding contemplated by the District Attorney is not an "evidentiary hearing board" to "determine issues of Brady disclosure." Regardless of how Mr. Anderson labels it, it is clear it is precisely a proceeding to determine whether he will make Brady disclosures about Frank. Moreover, all of his correspondence with me on the issue firmly establishes that fact. For example, his December 13, 2011, letter to me (which I have previously provided to you, and which I provide again here) speaks of "witnesses," "arguments," and the "review" of documents." He also states that the "meeting is somewhat informal and the normal rules of evidence do not apply, we will hear only relevant evidence that bears on Brady issues. The person conducting the meeting will have the discretion to determine what material is relevant."
In addition, Mr. Anderson's most recent letter to me (attached) again makes clear that, notwithstanding the Board of Supervisors belief that his office is conflicted in this matter (as conveyed in your attached memo of January 11, 2012, urging judicial oversight), either he will personally resolve the matter or it will be resolved by an as-yet unidentified "panel" of deputy district attorneys through an ad hoc process designed by him without any external controls, and outside the scope of his office's own published internal Brady policy.
If it looks like a duck, … .
Sheriff Rivero and I continue to view this entire procedure as exactly the sort of process that you describe in the second paragraph of your Memo. If you are aware of information that properly supports your different "understanding," we would appreciate it if you would share it with us. Also, the Sheriff again asks that your Office follow up on its commitment to "assist" him by taking proactive steps to safeguard the rights and protections to which he is entitled as referenced in your Memo.
Thank you.
Matt Pavone
E-mail Elizabeth Larson at
121311 Anderson Letter on Brady Issue 011112 Grant Memo to Rivero and Anderson 012012 Anderson Letter to Pavone